Tian Lu
陸天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Lu (陸天), a licensed former licensee with CE reference AVK924. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-18 | 2024-10-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-07-19 | 2024-10-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-07-05 | 2019-06-18 |