Shao Jun Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Jun Lim ( ), a licensed former licensee with CE reference AVK803. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2012-03-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2012-03-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2012-03-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2012-03-08 |