Francis Bingrong Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Bingrong Zhou ( ), a licensed former licensee with CE reference AVJ543. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-05 | 2023-09-30 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-05 | 2023-09-30 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 9 — Asset management | 2022-08-05 | 2023-09-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-09 | 2016-03-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-11 | 2014-09-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-11 | 2014-09-05 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-03 | 2013-08-24 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-03 | 2012-01-30 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | 2010-07-26 | 2010-08-19 |