Wing Yin (SFC:AVJ291) Mak
麥穎賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yin (SFC:AVJ291) Mak (麥穎賢), a licensed former licensee with CE reference AVJ291. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | 2016-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2016-12-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2013-11-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2012-06-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-29 | 2012-06-29 |