Nikhil Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nikhil Garg, a licensed former licensee with CE reference AVH861. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-10 | 2015-03-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-04-27 |