Oswald Conan Clint
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oswald Conan Clint ( ), a licensed former licensee with CE reference AVH615. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-25 | 2019-03-01 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-06 | 2016-12-07 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-28 | 2013-11-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-10 | 2011-01-15 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-21 | 2010-06-25 |