Samuel Thomas Henderson

CE No. AVD913 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Thomas Henderson (), a licensed former licensee with CE reference AVD913. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 1 — Dealing in securities 2011-10-24 2013-06-26
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 — Advising on securities 2011-10-24 2013-06-26
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 — Dealing in securities 2010-05-12 2011-10-24
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2010-05-12 2011-10-24

Related