Zhiyong Lai
賴智勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyong Lai (賴智勇), a licensed former licensee with CE reference AVD365. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-04 | 2021-10-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-04 | 2021-10-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-24 | 2019-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-24 | 2019-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-11-24 | 2019-11-16 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2017-05-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2017-05-02 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-08-19 | 2016-05-20 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2011-08-04 |