Chao Dai
戴超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Dai (戴超), a licensed former licensee with CE reference AVD234. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-10 | 2020-11-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-19 | 2018-06-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2010-09-21 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2010-09-21 |