Pui Lam Cheng
鄭佩琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lam Cheng (鄭佩琳), a licensed former licensee with CE reference AVC990. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-02 | 2020-09-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-17 | 2020-09-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-06 | 2014-03-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-28 | 2012-11-01 |