Jennifer Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Lai ( ), a licensed former licensee with CE reference AVA623. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-02-27 | 2015-03-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-27 | 2015-03-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-04-20 | 2011-08-16 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-20 | 2011-08-16 |