Qian (SFC:AVA418) Luo
羅倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:AVA418) Luo (羅倩), CE reference AVA418. Currently licensed at 1 firm(s): SanJohn Capital Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 — Asset management | 2016-04-11 | present |
| SanJohn Capital Limited 三川資本有限公司 |
Rep | Type 9 — Asset management | 2016-01-27 | 2016-04-11 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-07-21 | 2012-07-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-15 | 2011-04-06 |