Chi Lai Woo
胡志禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lai Woo (胡志禮), a licensed former licensee with CE reference AUZ634. This person has 2.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-11 | 2015-10-10 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-11 | 2015-10-10 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-08 | 2011-10-01 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-08 | 2011-10-01 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2011-06-30 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-26 | 2010-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Lai Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.