Marc Kuo
郭常青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Kuo (郭常青), a licensed former licensee with CE reference AUY932. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-30 | 2011-01-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-03-30 | 2011-01-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-30 | 2011-01-20 |