Valerie Wai Chee Lau
劉蕙芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Valerie Wai Chee Lau (劉蕙芝), a licensed former licensee with CE reference AUX419. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-27 | 2013-03-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-06-28 | 2013-03-26 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-28 | 2013-03-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-23 | 2011-05-13 |