Kwok Wai (SFC:AUX349) Cheng
鄭國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:AUX349) Cheng (鄭國偉), CE reference AUX349. Currently licensed at 1 firm(s): Quam Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-21 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-21 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-15 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-15 | 2018-02-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-10 | 2010-07-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-24 | 2010-07-28 |