Tsz Wai Tang
鄧子維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Tang (鄧子維), a licensed former licensee with CE reference AUX032. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-23 | 2012-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-17 | 2011-03-01 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-11 | 2010-06-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-11 | 2010-06-02 |