Chun Ho (SFC:AUW995) Wong
王俊浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ho (SFC:AUW995) Wong (王俊浩), a licensed former licensee with CE reference AUW995. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2024-10-04 | 2026-05-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-04 | 2026-05-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-10-04 | 2026-05-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2024-10-04 | 2026-05-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-19 | 2011-08-05 |