Ming (SFC:AUV623) Lei
雷鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:AUV623) Lei (雷鳴), a licensed former licensee with CE reference AUV623. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-13 | 2024-12-06 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-13 | 2024-12-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-04 | 2022-11-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-04 | 2022-11-08 |