Ka Chun (SFC:AUU925) Wong
黃嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:AUU925) Wong (黃嘉俊), CE reference AUU925. Currently licensed at 1 firm(s): Invar Capital (HK) Limited. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-11 | present |
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 4 — Advising on securities | 2025-03-11 | present |
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 9 — Asset management | 2025-03-11 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-12 | 2025-01-31 |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 4 — Advising on securities | 2023-04-04 | 2025-01-31 |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 9 — Asset management | 2023-04-04 | 2025-01-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-19 | 2021-10-28 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-27 | 2021-09-17 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-27 | 2021-09-17 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-11 | 2020-10-27 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-11 | 2020-10-27 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-16 | 2019-03-08 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-16 | 2019-03-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-06 | 2018-10-25 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-06 | 2018-10-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2018-10-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-10 | 2017-11-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-10 | 2017-11-22 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2015-01-21 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-13 | 2015-01-21 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-12 | 2014-05-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-12 | 2014-05-23 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-19 | 2011-12-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2011-06-27 |