Yang (SFC:AUS964) Zhang
張陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AUS964) Zhang (張陽), a licensed Representative with CE reference AUS964. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-10-11 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-10-11 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-01 | 2017-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-01 | 2017-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-03-01 | 2017-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-03-01 | 2017-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-01 | 2017-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-01 | 2017-07-10 |