Wesley Yi Kuo Hung
洪以國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wesley Yi Kuo Hung (洪以國), a licensed former licensee with CE reference AUR863. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-26 | 2016-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-26 | 2016-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-26 | 2016-05-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-27 | 2013-04-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-24 | 2013-04-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-24 | 2013-04-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-02-24 | 2013-04-16 |