Wanda Tsz Wo Lai
黎籽禾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanda Tsz Wo Lai (黎籽禾), a licensed former licensee with CE reference AUQ526. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-20 | 2024-06-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-12 | 2017-09-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-12 | 2017-09-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-01-12 | 2017-09-26 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-22 | 2015-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2012-07-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-08 | 2012-07-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-08 | 2012-05-23 |