Pik Lin Lam
林碧蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Lin Lam (林碧蓮), a licensed former licensee with CE reference AUM940. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-01-15 | 2015-01-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-01-15 | 2015-01-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-01-15 | 2015-01-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-01-15 | 2015-01-30 |