Yufei (SFC:AUM509) Chen
陳宇飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yufei (SFC:AUM509) Chen (陳宇飛), CE reference AUM509. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-19 | 2025-09-17 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 9 — Asset management | 2022-01-19 | 2025-09-17 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-06 | 2022-01-19 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-06 | 2022-01-19 |
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-08 | 2021-12-31 |
| Brimstone Asset Management Company Limited 布林斯通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-08 | 2021-12-31 |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
RO | Type 4 — Advising on securities | 2018-12-20 | 2020-05-04 |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
RO | Type 9 — Asset management | 2018-12-20 | 2020-05-04 |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-01 | 2018-12-20 |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
Rep | Type 9 — Asset management | 2015-09-01 | 2018-12-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2011-12-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-01-12 | 2011-12-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-12 | 2011-12-01 |