Chao Du
杜超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Du (杜超), a licensed former licensee with CE reference AUM373. This person has 8.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-06 | 2020-02-14 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2015-11-12 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2015-11-12 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-12 | 2015-11-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2015-09-09 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-12 | 2011-07-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-12 | 2011-07-07 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.