Tin Wing (SFC:AUJ846) Chan
陳天穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Wing (SFC:AUJ846) Chan (陳天穎), a licensed former licensee with CE reference AUJ846. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-14 | 2017-06-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-14 | 2017-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-01-04 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-23 | 2013-11-09 |