Benjamin Simeon Henry Rosswick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Simeon Henry Rosswick ( ), a licensed former licensee with CE reference AUJ409. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-26 | 2017-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-12-22 | 2016-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-22 | 2010-08-20 |