Quan Yuan
袁泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quan Yuan (袁泉), a licensed former licensee with CE reference AUG278. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-17 | 2016-06-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-11-30 | 2013-01-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2009-11-30 | 2013-01-05 |