Shing Cheng
鄭勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Cheng (鄭勝), a licensed former licensee with CE reference AUF159. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2011-03-25 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-01 | 2011-03-25 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-23 | 2011-02-17 |