Rebecca Mak Karen Schrage
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca Mak Karen Schrage, a licensed former licensee with CE reference AUE422. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-02-01 | 2015-02-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-02-01 | 2015-02-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-23 | 2012-01-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-23 | 2012-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rebecca Mak Karen Schrage during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.