Rebecca Mak Karen Schrage
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca Mak Karen Schrage ( ), a licensed former licensee with CE reference AUE422. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-02-01 | 2015-02-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-02-01 | 2015-02-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-23 | 2012-01-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-23 | 2012-01-06 |