Nathan Luke Davison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Luke Davison ( ), a licensed former licensee with CE reference AUD693. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-06 | 2015-08-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-06 | 2015-08-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-19 | 2011-02-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-04-19 | 2011-02-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-04-19 | 2011-02-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-04-19 | 2011-02-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-27 | 2010-04-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-27 | 2010-04-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-27 | 2010-04-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-11-27 | 2010-04-19 |