Luke William Byrne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke William Byrne ( ), a licensed former licensee with CE reference AUB086. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-23 | 2013-12-03 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2012-02-03 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2011-07-27 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-07-05 | 2010-12-30 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-10-28 | 2010-05-20 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-10-28 | 2010-05-20 |