Ka Kin (SFC:AUA995) Ng
吳家鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin (SFC:AUA995) Ng (吳家鍵), a licensed former licensee with CE reference AUA995. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2015-01-23 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-28 | 2015-01-23 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-11 | 2012-09-20 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-11 | 2012-09-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-28 | 2011-02-26 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-28 | 2011-02-26 |