Lai Chuen Yip
葉禮荃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chuen Yip (葉禮荃), a licensed former licensee with CE reference ATX917. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-13 | 2015-08-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-13 | 2015-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-10-12 | 2010-04-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-10-12 | 2010-04-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-10-12 | 2010-04-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-10-12 | 2010-04-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-10-12 | 2010-04-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-10-12 | 2010-04-07 |