Neil John McCormick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil John McCormick ( ), a licensed former licensee with CE reference ATX904. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-11-11 | 2010-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-11-11 | 2010-06-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-11 | 2010-06-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-11 | 2010-06-21 |