Yang (SFC:ATX835) Hu
胡楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:ATX835) Hu (胡楊), a licensed former licensee with CE reference ATX835. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-06-18 | 2012-09-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-02 | 2012-09-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-02 | 2012-09-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-11 | 2011-02-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-11 | 2011-02-07 |