John David Stephens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Stephens ( ), a licensed former licensee with CE reference ATX325. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-10-05 | 2011-12-23 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-05 | 2011-12-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-05 | 2011-12-23 |