Kim Ho Li
李劍豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ho Li (李劍豪), a licensed former licensee with CE reference ATT901. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-21 | 2014-09-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2014-09-23 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-16 | 2009-10-27 |