Chun (SFC:ATS895) Wong
黃駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun (SFC:ATS895) Wong (黃駿), CE reference ATS895. Currently licensed at 1 firm(s): Capstone Capital Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Capital Management Limited 頂石資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-20 | present |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-20 | present |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-22 | 2023-12-20 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-22 | 2023-12-20 |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-11 | 2023-10-03 |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 9 — Asset management | 2020-09-11 | 2023-10-03 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-15 | 2020-02-28 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-15 | 2020-02-28 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2017-04-12 | 2019-02-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-18 | 2013-03-23 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-08-30 | 2013-03-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-09-21 | 2013-03-23 |