Allen Benjamin Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Benjamin Liu ( ), a licensed former licensee with CE reference ATS058. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2017-12-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-15 | 2017-12-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2014-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-09-08 | 2014-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-09-08 | 2014-03-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-08 | 2010-08-20 |