Sanjeevan Shivalingam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjeevan Shivalingam ( ), a licensed former licensee with CE reference ATR492. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-08-24 | 2021-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-08-24 | 2021-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2017-08-24 | 2021-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-06-10 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2016-12-19 | 2017-06-10 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2013-08-22 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-13 | 2013-08-22 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2017-06-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2016-12-18 |