Esme Tien Sum Pau
鮑天琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esme Tien Sum Pau (鮑天琛), a licensed former licensee with CE reference ATP176. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-19 | 2023-12-04 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-27 | 2022-04-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-14 | 2020-10-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2016-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-01 | 2015-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-26 | 2010-07-02 |