Dan Cheng
成丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Cheng (成丹), a licensed former licensee with CE reference ATO775. This person has 3.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-17 | 2013-02-04 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2012-12-17 | 2013-02-04 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-19 | 2012-12-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-19 | 2012-12-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-19 | 2013-02-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-12 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-21 | 2012-03-05 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2011-07-10 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-24 | 2011-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.