Ying Liu
劉莹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Liu (劉莹), a licensed former licensee with CE reference ATO768. This person has 3.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-02-23 | 2014-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-02-23 | 2014-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-23 | 2014-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-20 | 2010-05-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-20 | 2010-05-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-20 | 2010-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.