Zi Kang Chua
蔡子康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zi Kang Chua (蔡子康), a licensed former licensee with CE reference ATO543. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-11-19 | 2016-07-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-11-19 | 2016-07-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-19 | 2016-07-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-24 | 2013-01-24 |