Quanwei Yuan
袁泉衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quanwei Yuan (袁泉衛), a licensed former licensee with CE reference ATO052. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2014-12-29 | 2016-10-04 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2014-12-29 | 2016-10-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2014-12-29 | 2016-10-04 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2014-12-29 | 2016-10-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2014-12-29 | 2016-10-04 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2014-12-29 | 2016-10-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-04-22 | 2014-12-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-04-22 | 2014-12-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-04-22 | 2014-12-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-04-22 | 2014-12-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-22 | 2014-12-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-22 | 2014-12-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-03-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-14 | 2011-04-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-14 | 2011-04-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-14 | 2011-04-21 |