Anshul Jawal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anshul Jawal, CE reference ATN368. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-05-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-06-22 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-01-21 | 2021-06-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-01-21 | 2021-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-01-21 | 2021-06-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-01-21 | 2021-06-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2018-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2022-02-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-17 | 2010-08-20 |