Kim Man (SFC:ATJ131) Li
李儉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Man (SFC:ATJ131) Li (李儉文), a licensed former licensee with CE reference ATJ131. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-09-06 | 2017-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-10-07 | 2017-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-10-07 | 2017-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-07 | 2017-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-10-07 | 2013-09-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-07-29 | 2011-04-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-29 | 2011-04-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 7 - Providing automated trading services | 2009-07-29 | 2011-04-27 |