Ka Yun Tam
譚家潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yun Tam (譚家潤), a licensed Representative with CE reference ATI412. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-09-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-09-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-09-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2013-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-29 | 2013-07-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-06-29 | 2013-07-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-29 | 2013-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-06-29 | 2013-07-24 |
| All Options Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-12-31 |
| All Options Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2010-12-31 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2009-07-13 | 2010-03-01 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-07-13 | 2010-03-01 |